Directors´ Dealings

§ 19 MAR of the recently implemented Market Abuse Regulation requires members of the Board of Catalis SE to report the purchase or sale of Catalis shares both to the company and to the German Federal Financial Supervisory Authority (BaFin). In addition to purchase and sales transactions involving Catalis shares, securities transactions relating to Catalis shares (e.g. purchase or sale of options or stock warrants for Catalis shares) must also be reported. The purchase, granting or exercise of options based on employment agreements or as a component of compensation are not subject to reporting requirements. Securities transactions by natural or legal persons closely related to any of the aforementioned persons are also subject to mandatory reporting. Such transactions will be recorded on our webpage for five years.

Reported transactions by management personnel pursuant to
§ 19 MAR

 

Transaction details

Date of transaction:

12.08.2016

First and family name:

Rob Haxton

Reason for disclosure:

Member of the Management Board

Issuer:

Catalis SE

Domestic security identification number (ISIN):

NL0010447306

Description of underlying instrument:

Catalis SE bearer shares

Type of transaction:

Purchase

Price (in €):

€ 11.08

Number of shares:

1023

Total amount:

€ 11.334,41

Transaction details

Date of transaction:

17.08.2015

First and family name:

Dominic Wheatley

Reason for disclosure:

Person exercising management functions / Member of the Management Board

Issuer:

Catalis SE

Domestic security identification number (ISIN):

NL0010447306

Description of underlying instrument:

Catalis SE bearer shares

Type of transaction:

Exercise of options

Price (in €):

€ 10.00

Number of shares:

45.000

Total amount:

€ 450.000

Transaction details

Date of transaction:

22.06.2015

First and family name:

Peter Biewald

Reason for disclosure:

Person exercising management functions / Member of the Management Board

Issuer:

Catalis SE

Domestic security identification number (ISIN):

NL0010447306

Description of underlying instrument:

Catalis SE bearer shares

Type of transaction:

Sale

Price (in €):

€ 1.64

Number of shares:

7.357

Total amount:

€ 12066.84

Transaction details

Date of transaction:

January 14, 2015

First and family name:

Peter Biewald

Reason for disclosure:

Person exercising management functions / Member of the Management Board

Issuer:

Catalis SE

Domestic security identification number (ISIN):

NL0010447306

Description of underlying instrument:

Catalis SE bearer shares

Type of transaction:

Sale

Price (in €):

€ 1.70

Number of shares:

30.000

Total amount:

€ 51.000

Transaction details

Date of transaction:

January 12, 2015

First and family name:

Dominic Wheatley

Reason for disclosure:

Person exercising management functions / Member of the Management Board

Issuer:

Catalis SE

Domestic security identification number (ISIN):

NL0010447306

Description of underlying instrument:

Catalis SE bearer shares

Type of transaction:

Exercise of options

Price (in €):

€ 1.00

Number of shares:

50.000

Total amount:

€ 50.000

Transaction details

Date of transaction:

October 31, 2014

First and family name:

Peter Biewald

Reason for disclosure:

Person exercising management functions / Member of the Management Board

Issuer:

Catalis SE

Domestic security identification number (ISIN):

NL001447306

Description of underlying instrument:

Catalis SE bearer shares

Type of transaction:

Sale

Price (in €):

€ 1.70

Number of shares:

10.000

Total amount:

€ 17.000

Transaction details

Date of transaction:

August 09, 2012

First and family name:

Dominic Wheatley

Reason for disclosure:

Person exercising management functions / Member of the Management Board

Issuer:

Catalis SE

Domestic security identification number (ISIN):

NL0000233625

Description of underlying instrument:

Catalis SE bearer shares

Type of transaction:

Subscription

Price (in €):

€ 0.10

Number of shares:

1.037,959

Total amount:

€ 103,795.90

Transaction details

Date of transaction:

June 22, 2012

First and family name:

Otto Dauer

Reason for disclosure:

Person exercising management functions / Member of the Management Board

Issuer:

Catalis SE

Domestic security identification number (ISIN):

NL0000233625

Description of underlying instrument:

Catalis SE bearer shares

Type of transaction:

Purchase

Price (in €):

€ 0.078

Number of shares:

50,000

Total amount:

€ 3,900.00

Transaction details

Date of transaction:

May 30, 2012

First and family name:

Otto Dauer

Reason for disclosure:

Person exercising management functions / Member of the Management Board

Issuer:

Catalis SE

Domestic security identification number (ISIN):

NL0000233625

Description of underlying instrument:

Catalis SE bearer shares

Type of transaction:

Purchase

Price (in €):

€ 0.0746

Number of shares:

100,000

Total amount:

€ 7,460.00

Transaction details

Date of transaction:

January 06, 2012

First and family name:

Navigator Equity Solutions SE

Reason for disclosure:

Person performing managerial responsibilities, triggering the disclosure requirement for the legal person

Issuer:

Catalis SE

Domestic security identification number (ISIN):

NL0000233625

Description of underlying instrument:

Catalis SE bearer shares

Type of transaction:

Purchase

Price (in €):

€ 0.10

Number of shares:

610,000

Total amount:

€ 61,000.00

Transaction details

Date of transaction:

January 06, 2012

First and family name:

Peter Biewald

Reason for disclosure:

Person exercising management functions / Member of the Management Board

Issuer:

Catalis SE

Domestic security identification number (ISIN):

NL0000233625

Description of underlying instrument:

Catalis SE bearer shares

Type of transaction:

Purchase

Price (in €):

€ 0.10

Number of shares:

100,000

Total amount:

€ 10,000.00

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